Banking and financeDo-over for NZ's first insider-trading trialHamish Sansom's first trial ended in a hung jury earlier this year.09 Sep 11:00 PM
Banking and financeFinance firms face crisis of trustPoor conduct in the financial services sector is driving a second wave of mistrust.06 Sep 12:33 AM
Banking and financeFinance directors on trial for alleged GFC crimesTrio accused of deliberately misleading investors.12 Aug 11:00 PM
Banking and financeAndrea Moore investor complains to market watchdogAn investor has complained to the market watchdog about a capital raising by Andrea Moore.05 Aug 03:03 AM
Banking and financeWhy are young New Zealand women not investing?Regulator targets young females to look at KiwiSaver fees.27 May 03:48 AM
Banking and financeRetrial ordered for alleged insider traderA retrial will be held after NZ's first insider trading trial ended in a hung jury.11 Apr 04:01 AM
Banking and financeHung jury in NZ's first insider trading trialThe former Eroad manager dumped thousands of shares after a tip-off from an old workmate.29 Mar 06:11 AM
Banking and financeNZ's first insider trading trial: 'You're a bad boy'The manager sold shares days before the biggest fall in the company's trading history.19 Mar 10:00 PM
Banking and financeNZ's first insider trading trial: Man accused of dumping thousands of sharesThe man allegedly acted on confidential market information.18 Mar 10:00 PM
BDBDBanking and financeErrant directors putting themselves at risk, warns FMAThe FMA says it saw positive change in market participant conduct last year.19 Feb 05:00 PM
Banking and financeUnder-fire cryptocurrency offer withdrawnAuckland teens' initial coin offering withdrawn following alleged hack and FMA warning.28 Nov 12:40 AM
Banking and financeTeen's $220m digital venture prompts warningsExclusive: Teenager faces FMA scrutiny after soliciting millions for his exotic venture.24 Nov 04:00 PM
Banking and financeHurricanes sponsor warned under anti-money laundering and financing of terrorism lawBrokerage firm failed to carry out customer due diligence, says FMA.23 Nov 09:05 PM
Banking and financeInvestment scam complaints hit two-year highScam complaints to the investment watchdog spiked up to a two year high last month.16 Nov 08:48 PM
Banking and financeUnauthorised financial adviser facing 47 chargesAn unauthorised financial advisor has been charged for allegedly misappropriating funds.25 Oct 10:44 PM
BDBDBanking and financeFMA fast-tracks personalised robo-adviceKiwis will be able to access personalised automated financial advice.17 Oct 05:16 PM
BDBDBanking and financePlexure distances itself from alleged insider traderPlexure Group has distanced itself from the person charged with insider trading.11 Oct 08:22 PM
Banking and financeFMA files insider trading chargesThe FMA has filed insider trading charges in relation to shares of VMob/Plexure traded.11 Oct 01:06 AM
BDBDBanking and financeFMA encourages bank bill tradingGuidance has been issued around trading in bank bills.10 Oct 09:55 PM
Banking and financeRegulator fires shot at default KiwiSaver providersKiwiSaver report shows the scheme is worth more than $40b, or 15 per cent of GDP.04 Oct 05:00 PM
Banking and financeFMA warning: Woman loses $7k in online trading schemeThe woman thought an online ad to "make easy money from home" was linked to a millionaire.01 Oct 11:00 PM
Banking and financeFMA cracks down on register misuseThe FMA says it will crackdown on directors who encourage the misuse of its register.21 Sep 08:02 PM
BDBDBanking and financeTrustee reaches $4.5m settlement with FMAPrince and Partners admits failings as trustee of Viaduct Capital.28 Aug 12:36 AM
BDBDBanking and financeFMA expects to reach settlement with Prince and PartnersThe FMA expects to shortly reach a settlement with Prince and Partners Trustee Co.21 Aug 04:46 AM
BDBDBanking and financeFMA confirms KiwiSaver fees methodologyFMA allows KiwiSaver managers to use one of two methods to show fees charged.19 Jul 12:50 AM
Banking and financeFMA spends 13,000 hours on finance caseThe FMA also paid $1.65m for lawyers, investigators and external services in the case.02 Jul 03:46 AM
BDBDBanking and finance$400,000 fine for market manipulationThe High Court found Mark Warminger manipulated the stock market on two occasions in 2014.30 Jun 10:13 PM
BDBDBanking and financeFMA licenses 201 firms under new law regimeThe FMA has issued licenses 201 firms under the new securities law regime.24 May 12:34 AM
Banking and financeFormer financial advisor pleads guiltyAnthony Wilson pleaded guilty to charges of falsifying documents for financial advantage.17 May 10:59 PM
Banking and financeKiwiSaver trial to get savers on trackA trial will aim to get people on track for their retirement.07 May 08:49 PM
BDBDBanking and financeFMA calls SFO into Forestlands probeThe FMA has called in the SFO to look into its probe of Forestlands.01 May 02:42 AM
Banking and financeGuilty plea in Eroad insider trading caseFinancial Markets Authority withdraws two charges after admission in Eroad case.11 Apr 03:28 AM
BDBDBanking and financeFMA casts net to short-term derivativesThe FMA wants to license all short-term derivatives firms before the year is out.02 Apr 09:31 PM
BDBDBanking and financeFMA seeks tighter disclosure measuresFMA seeks tighter disclosure of non-GAAP measures that can make companies look better.28 Mar 02:10 AM
