
Eroad staff charged with insider trading
A current and a former employee of logistics and fleet management company Eroad face charges.
A current and a former employee of logistics and fleet management company Eroad face charges.
The FMA has today released a series of pointers on how consumers should deal with the investment sector.
Liquidators have recovered a further $35,000 from clients who go more money out than they put into an alleged Ponzi scheme. A Christchurch
The Financial Markets Authority is bracing for rapid changes as a result of technology advances with robo-advice the most obvious candidate.
Twelve financial entities have been officially warned by the regulator after they were found to be in breach of anti-money laundering law.
The new FMA guide for code of conduct brushes off claims the market was the best arbiter of fixing any problems in the sector.
King Salmon passed an FMA sniff test despite only hinting at challenges in Sounds.
The Financial Markets Authority says it is "particularly concerned" about continued low levels of reporting by New Zealand financial services firms.
The FMA says it wants to encourage investors into the sharemarket and business conduct will be important in improving confidence.
It will take years to restore trust in the finance industry says the boss of New Zealand's investment regulator.
Fees have been paid out to help distribute the $18 million settlement reached last year between the FMA and Hanover.
In High Court, the FMA accused Mark Warminger of breaching securities law in relation to 10 sharemarket trading actions and seeking financial penalties.
The portfolio manager was under pressure from Milford over the performance of funds at the time of his alleged market manipulation.
Milford Asset Management's Mark Warminger is fighting the Financial Market Authority's lawsuit against him.
The country's first fraud film festival is being staged in Auckland to try spur discussion about detecting and preventing financial
The market manipulation case against former portfolio manager Mark Warminger kicks off in the High Court at the end of the month.
New research shows many Kiwis don't know how much they are paying for KiwiSaver or what returns they are getting.
A former financial adviser has been warned over suspected misleading and deceptive behaviour but has escaped being named. The Financial
The companies linked to Paul Bublitz and his co-accused collapsed in 2010, owing investors a total of $17 million.
Financial service providers have been told to put their customers' interests first in a new guide outlining how the regulator wants
COMMENT: Hard yards are still to come as financial market regulatory rebuild nears its completion.
The Government plans to raise the threshold that businesses must meet to make it on to the Financial Services Providers Register over
Prosecutors and the defence are gearing up for the last failed finance company trial, more than a decade after failures began to rock
A planned law change is to aid the rise of "robo-advice" in New Zealand and for Kiwis to get more financial guidance online.
A man described in 2010 as an investment manager whose company catered to the wealthy is being investigated by the SFO and FMA.
Most KiwiSaver members are reading annual statements but less than a quarter check to see if they are on track for the kind of retirement they want.
The man who ripped off investors and faked his CV to get a job with the Financial Markets Authority has tried to shave time off his jail sentence.
A group of insurance advisers appear to be 'churning' customers - meaning better commission payments for them - and worse cover for clients.
A company director who made false statements in financial accounts has been sentenced to four months' home detention and 200 hours'