Prince and Partners admits failings as trustee of Viaduct Capital.

The FMA expects to shortly reach a settlement with Prince and Partners Trustee Co.

FMA allows KiwiSaver managers to use one of two methods to show fees charged.

The FMA also paid $1.65m for lawyers, investigators and external services in the case.

The High Court found Mark Warminger manipulated the stock market on two occasions in 2014.

The FMA has issued licenses 201 firms under the new securities law regime.

Anthony Wilson pleaded guilty to charges of falsifying documents for financial advantage.

A trial will aim to get people on track for their retirement.

The FMA has called in the SFO to look into its probe of Forestlands.

FMA seeks tighter disclosure of non-GAAP measures that can make companies look better.

A current and a former employee of logistics and fleet management company Eroad face charges.

The FMA has today released a series of pointers on how consumers should deal with the investment sector.

Liquidators have recovered a further $35,000 from clients who go more money out than they put into an alleged Ponzi scheme. A Christchurch

The Financial Markets Authority is bracing for rapid changes as a result of technology advances with robo-advice the most obvious candidate.

Twelve financial entities have been officially warned by the regulator after they were found to be in breach of anti-money laundering law.

The new FMA guide for code of conduct brushes off claims the market was the best arbiter of fixing any problems in the sector.

King Salmon passed an FMA sniff test despite only hinting at challenges in Sounds.

The Financial Markets Authority says it is "particularly concerned" about continued low levels of reporting by New Zealand financial services firms.

The Financial Markets Authority has released a draft version of a guidance note encouraging KiwiSaver providers to give advice.

It will take years to restore trust in the finance industry says the boss of New Zealand's investment regulator.

Fees have been paid out to help distribute the $18 million settlement reached last year between the FMA and Hanover.

In High Court, the FMA accused Mark Warminger of breaching securities law in relation to 10 sharemarket trading actions and seeking financial penalties.

The portfolio manager was under pressure from Milford over the performance of funds at the time of his alleged market manipulation.

Milford Asset Management's Mark Warminger is fighting the Financial Market Authority's lawsuit against him.

The country's first fraud film festival is being staged in Auckland to try spur discussion about detecting and preventing financial

The market manipulation case against former portfolio manager Mark Warminger kicks off in the High Court at the end of the month.

New research shows many Kiwis don't know how much they are paying for KiwiSaver or what returns they are getting.

A former financial adviser has been warned over suspected misleading and deceptive behaviour but has escaped being named. The Financial

Unguaranteed investors in failed finance company Viaduct Capital are likely to get back around 10 to 15 cents in the dollar.

Accused property developer Paul Bublitz has denied the existence of a conspiracy in a plan to purchase finance companies.