Former financial advisor pleads guilty
Anthony Wilson pleaded guilty to charges of falsifying documents for financial advantage.
Anthony Wilson pleaded guilty to charges of falsifying documents for financial advantage.
A trial will aim to get people on track for their retirement.
The FMA has called in the SFO to look into its probe of Forestlands.
Financial Markets Authority withdraws two charges after admission in Eroad case.
The FMA wants to license all short-term derivatives firms before the year is out.
FMA seeks tighter disclosure of non-GAAP measures that can make companies look better.
A current and a former employee of logistics and fleet management company Eroad face charges.
The FMA has today released a series of pointers on how consumers should deal with the investment sector.
Liquidators have recovered a further $35,000 from clients who go more money out than they put into an alleged Ponzi scheme. A Christchurch
The new FMA guide for code of conduct brushes off claims the market was the best arbiter of fixing any problems in the sector.
King Salmon passed an FMA sniff test despite only hinting at challenges in Sounds.
The Financial Markets Authority says it is "particularly concerned" about continued low levels of reporting by New Zealand financial services firms.
The FMA says it wants to encourage investors into the sharemarket and business conduct will be important in improving confidence.
Kiwis are losing millions a year to illegal investment scams that the Financial Markets Authority is trying to crack down on.
The Financial Markets Authority has released a draft version of a guidance note encouraging KiwiSaver providers to give advice.
It will take years to restore trust in the finance industry says the boss of New Zealand's investment regulator.
Fees have been paid out to help distribute the $18 million settlement reached last year between the FMA and Hanover.
In High Court, the FMA accused Mark Warminger of breaching securities law in relation to 10 sharemarket trading actions and seeking financial penalties.
The country's first fraud film festival is being staged in Auckland to try spur discussion about detecting and preventing financial
The market manipulation case against former portfolio manager Mark Warminger kicks off in the High Court at the end of the month.
New research shows many Kiwis don't know how much they are paying for KiwiSaver or what returns they are getting.
A former financial adviser has been warned over suspected misleading and deceptive behaviour but has escaped being named. The Financial
Unguaranteed investors in failed finance company Viaduct Capital are likely to get back around 10 to 15 cents in the dollar.
Accused property developer Paul Bublitz has denied the existence of a conspiracy in a plan to purchase finance companies.
The companies linked to Paul Bublitz and his co-accused collapsed in 2010, owing investors a total of $17 million.
Financial service providers have been told to put their customers' interests first in a new guide outlining how the regulator wants
COMMENT: Hard yards are still to come as financial market regulatory rebuild nears its completion.
The Government plans to raise the threshold that businesses must meet to make it on to the Financial Services Providers Register over
Prosecutors and the defence are gearing up for the last failed finance company trial, more than a decade after failures began to rock
A planned law change is to aid the rise of "robo-advice" in New Zealand and for Kiwis to get more financial guidance online.