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FMA fast-tracks personalised robo-advice
Kiwis will be able to access personalised automated financial advice.
Kiwis will be able to access personalised automated financial advice.
Plexure Group has distanced itself from the person charged with insider trading.
The FMA has filed insider trading charges in relation to shares of VMob/Plexure traded.
Guidance has been issued around trading in bank bills.
KiwiSaver report shows the scheme is worth more than $40b, or 15 per cent of GDP.
The woman thought an online ad to "make easy money from home" was linked to a millionaire.
The FMA says it will crackdown on directors who encourage the misuse of its register.
Prince and Partners admits failings as trustee of Viaduct Capital.
The FMA expects to shortly reach a settlement with Prince and Partners Trustee Co.
The High Court found Mark Warminger manipulated the stock market on two occasions in 2014.
The FMA has issued licenses 201 firms under the new securities law regime.
Anthony Wilson pleaded guilty to charges of falsifying documents for financial advantage.
A trial will aim to get people on track for their retirement.
The FMA has called in the SFO to look into its probe of Forestlands.
Financial Markets Authority withdraws two charges after admission in Eroad case.
The FMA wants to license all short-term derivatives firms before the year is out.
FMA seeks tighter disclosure of non-GAAP measures that can make companies look better.
A current and a former employee of logistics and fleet management company Eroad face charges.
The Financial Markets Authority is bracing for rapid changes as a result of technology advances with robo-advice the most obvious candidate.
Twelve financial entities have been officially warned by the regulator after they were found to be in breach of anti-money laundering law.
The new FMA guide for code of conduct brushes off claims the market was the best arbiter of fixing any problems in the sector.
King Salmon passed an FMA sniff test despite only hinting at challenges in Sounds.
The Financial Markets Authority says it is "particularly concerned" about continued low levels of reporting by New Zealand financial services firms.
The FMA says it wants to encourage investors into the sharemarket and business conduct will be important in improving confidence.
Kiwis are losing millions a year to illegal investment scams that the Financial Markets Authority is trying to crack down on.
The Financial Markets Authority has released a draft version of a guidance note encouraging KiwiSaver providers to give advice.
It will take years to restore trust in the finance industry says the boss of New Zealand's investment regulator.
Fees have been paid out to help distribute the $18 million settlement reached last year between the FMA and Hanover.
In High Court, the FMA accused Mark Warminger of breaching securities law in relation to 10 sharemarket trading actions and seeking financial penalties.
The portfolio manager was under pressure from Milford over the performance of funds at the time of his alleged market manipulation.