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Stock Takes: FMA 'judgment calls' in spotlight
The probe into suspected dodgy trading at Milford Asset Management highlights the awkward situation the Financial Markets Authority faces when its investigations become common knowledge within the....
The probe into suspected dodgy trading at Milford Asset Management highlights the awkward situation the Financial Markets Authority faces when its investigations become common knowledge within the....
Financial Markets Authority boss Rob Everett should simply tell the market exactly what its probe into alleged market manipulation at one of the country's highest profile funds manager entails.
The New Zealand Superannuation Fund says it will keep a close eye on the outcome of a regulatory investigation into Milford Asset Management.
A high-profile fund manager has confirmed it is being investigated by the Financial Markets Authority over alleged market manipulation.
Speculation that a leading player in the funds management sector is facing a FMA investigation for market manipulation is concerning if true, writes Liam Dann.
There is growing speculation that the Financial Markets Authority is investigating a high-profile local fund manager over alleged market manipulation.
The Financial Markets Authority is investigating a local fund manager over suspected market manipulation, according to sources.
An Auckland currency brokerage that was in breach of its reporting requirements and shut down last week after an unexpected surge in the Swiss franc never considered it would not get a new licence....
Global Brokers NZ has so far returned more than half of its clients' funds, says the Financial Markets Authority.
KiwiSavers collectively had more than $21 billion in their accounts. Those are some pretty big numbers, so what do fees mean for individual KiwiSaver balances?
Global fallout from the shock decision by Switzerland's move to remove the cap on the franc has widened with more traders and hedge funds closing or facing escalating losses.
The Commerce Minister has rejected a request from David Ross' burned investors to look into the country's claw-back regime as the first court case looms.
New Zealand’s market watchdog has confirmed it won’t take any action following its inquiry into South Canterbury Finance.
Institutional shareholders need to place more focus on demanding quality corporate governance from firms they have investments in, says FMA chief executive Rob Everett.
The Financial Markets Authority has warned it may name and shame banks or even restrict their licences if alleged KiwiSaver mis-selling and switching practices are allowed to continue.
The FMA is targeting the estate of deceased director Terry Butler in its lawsuit against the former board of Dominion Finance.
The FMA says it would prefer to settle its civil action against six businessmen associated with Hanover Finance, and its chief executive says he is "still hopeful" a deal can be reached.
Sue Brown, corporate partner at law firm DLA Phillips Fox and former FMA executive says there's an important choice to be made today - when the Financial Markets Conduct Act comes fully into effect.
A once-in-a-generation overhaul of securities law will put the focus firmly back on investors.
New Zealand's market watchdog has for the first time stood in the shoes of out-of-pocket investors and exercised its right to sue for them.
New Zealand's market watchdog has declined only one financial adviser application since the collapse of David Ross' Ponzi scheme two years ago.
The FMA has licensed Armillary Capital's equity crowd funding platform, Crowdcube.
The boss of the FMA says poor KiwiSaver advice and reckless selling of financial products will be key focus areas for the regulator.
New Zealanders have a solid understanding of low risk investments such as term deposits, but are less knowledgeable about more risky options like shares, according to research commissioned by the....
Debt collectors and repo men need to clean up their act says the Commerce Commission, which next year gets new powers to directly crack down on shoddy practices.