Moves to halt rogue advisers
The FMA is moving to stop rogue financial services providers from abusing New Zealand registration.
The FMA is moving to stop rogue financial services providers from abusing New Zealand registration.
Share trading platform Unlisted is applying for an exemption from the Financial Markets Authority.
An Auckland financial advisor has admitted stealing nearly $3 million.
A newly licensed online lending service is targeting prospective homeowners who have been shut out of the mainstream mortgage market by low-equity loan restrictions.
King Country Energy, the biggest electricity retailer in the region, is pushing ahead with plans to move its listing to the NZX from the Unlisted platform, saying new rules could force the Unlisted....
The Hanover Finance case took another tentative step towards closure yesterday with revelations the finance company was undertaking settlement negotiations.
The Guardians of New Zealand Superannuation has suspended the Fund’s mandate with Milford Asset Management until an FMA investigation is completed.
Liquidators of the Ross Asset Management group of companies, found to be a ponzi scheme, are looking to claw back $954,000 one investor withdrew.
Hanover Group's lawsuit against its former insurance broker for failing to get it full cover hasn't settled and is now expected to be argued almost 1 1/2 years after it was due.
Jailed former Bridgecorp director Rob Roest must repay $174,000 of legal aid for his unsuccessful defence, a High Court judge has ruled.
The receivers of Belgrave Finance are trying to bankrupt the terminally ill property developer who controlled the company, despite doubts it'll yield money.
Financial Markets Authority boss Rob Everett should simply tell the market exactly what its probe into alleged market manipulation at one of the country's highest profile funds manager entails.
The New Zealand Superannuation Fund says it will keep a close eye on the outcome of a regulatory investigation into Milford Asset Management.
A high-profile fund manager has confirmed it is being investigated by the Financial Markets Authority over alleged market manipulation.
Speculation that a leading player in the funds management sector is facing a FMA investigation for market manipulation is concerning if true, writes Liam Dann.
There is growing speculation that the Financial Markets Authority is investigating a high-profile local fund manager over alleged market manipulation.
The Financial Markets Authority is investigating a local fund manager over suspected market manipulation, according to sources.
An Auckland currency brokerage that was in breach of its reporting requirements and shut down last week after an unexpected surge in the Swiss franc never considered it would not get a new licence....
Global Brokers NZ has so far returned more than half of its clients' funds, says the Financial Markets Authority.