Former Registered Financial Adviser Anthony Wilson has pleaded guilty to two counts of making a false document for financial advantage.
The charges were filed by the Financial Markets Authority (FMA) under the Crimes Act.
Wilson had earlier pleaded guilty at the Auckland District Court to one charge of making a false document for pecuniary advantage and one charge of dishonestly using a document for pecuniary advantage.
The FMA has withdrawn two further charges of dishonestly using a document for pecuniary advantage.
Wilson admitted he had submitted three applications for life insurance in circumstances where he had forged clients' initials, and in one of those cases he had falsely amended the application form.